BB
BB
Bradley Berthiaume
24 Years of Experience
Houlton, ME
Broker
Bradley Berthiaume is a registered investment advisor at Cetera Investment Advisers LLC, based in Houlton, ME, with 24 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
65 N Street, Houlton, ME, 04730
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLCBroker
April 2009 - Present · 17 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
April 2009 - January 2014 · 4 yrs 9 mos
Uvest Financial Services Group, INC.Broker
September 2007 - April 2009 · 1 yr 7 mos
Uvest Financial Services Group, INC.
September 2007 - April 2009 · 1 yr 7 mos
Bancnorth Investment Group, INC.Broker
January 2005 - September 2007 · 2 yrs 8 mos
Primevest Financial Services, INC.
August 2002 - September 2007 · 5 yrs 1 mo
Primevest Financial Services, INC.Broker
July 2002 - January 2005 · 2 yrs 6 mos
American Express Financial Advisors INC.Broker
January 2002 - May 2002 · 4 mos
Ids Life Insurance CompanyBroker
January 2002 - May 2002 · 4 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.