Neal Quon
Neal Quon is a registered investment advisor at Api Financial Advisors, LLC, based in Tustin, CA, with 21 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 227 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Management fee is negotiable and no more than 1.95% annually. Clients also pay a 0.10% asset-based fee for trading costs.
Fee Estimator
Location
13023 Arborwalk Lane, Tustin, CA, 92782
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neal is the owner/corporate officer of Quonwarrene, a technology consulting firm, dedicating about half of his time. He is also an investment advisor representative with Alpha Wealth Partners full-time, and an insurance agent selling fixed annuities, life, and health insurance, spending a few hours per week on this.
Employment History
Current Registrations
Api Financial Advisors, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
G. A. Repple & CompanyBroker
Sanders Morris Harris INC.Broker
Smh Capital Advisors, INC.
1717 Capital Management Company
1717 Capital Management CompanyBroker
Ifg Network Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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