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Colin Sands

23 Years of Experience
Mt Vernon, WA
Broker

Colin Sands is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mt Vernon, WA, with 23 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

308 Gates St, Mt Vernon, WA, 98273

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin owns commercial and single-family real estate, and other businesses. He also works for Scannell LLC, dedicating about a quarter of his time, including time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2004 - Present · 21 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2004 - Present · 21 yrs 5 mos
Ameriprise Financial Services, LLC
December 2004 - Present · 21 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
December 2004 - July 2006 · 1 yr 7 mos
American Express Financial Advisors, INC.
May 2003 - December 2004 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
December 2002 - December 2004 · 2 yrs
Ids Life Insurance CompanyBroker
December 2002 - December 2004 · 2 yrs
State Registrations33 states
AKAZCACOCTDCFLGAHIIAIDILINKYLAMDMNMOMTNCNHNJNMNVNYOHORPATXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Sands - Financial Advisor | TrueAdvisor