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Steven Manley

Janney Montgomery Scott LLC
24 Years of Experience
West Chester, PA
1 DisclosureBroker
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Steven Manley is a registered investment advisor at Janney Montgomery Scott LLC, based in West Chester, PA, with 24 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 N. High Street, Suite 201, West Chester, PA, 19380

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is a board member at Bishop Shanahan High School, actively engaging in the strategic vision for the school. This activity is not compensated and takes minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
May 2009 - Present · 17 yrs 5 mos
Janney Montgomery Scott LLCBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - May 2009 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2002 - May 2009 · 7 yrs 4 mos
State Registrations26 states
AZCACOCTDCDEFLILINMAMDMIMTNCNHNJNMNVNYOHOKPASCTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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