Frank Vandy
Frank Vandy is a registered investment advisor at Spire Wealth Management, LLC, based in Aurora, IL, with 21 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,379 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees generally range from 0.02% to 2.25% of assets under management. Individual advisors set specific fee schedules and retain discretion to negotiate alternative fees.
Fee Estimator
Location
315 W. Downer Place, #1, Aurora, IL, 60506
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
July 2021Criminal
November 1996Other Business ActivitiesSells Insurance
Frank is registered as an IAR of Spire Wealth Management and uses the DBA 3 Point Financial, dedicating full-time hours during market hours. Frank also owns rental real estate and sells fixed annuities and life insurance.
Employment History
Current Registrations
Spire Wealth Management, LLC
Spire Securities, LLCBroker
Previous Registrations
Spire Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Oneamerica Securities, INC.Broker
Scudder Distributors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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