Leo Broerman is a registered investment advisor, based in Cincinnati, OH, with 24 years of industry experience.
Location
5636 Bridgetown Rd., Suite F, Cincinnati, OH, 45248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leo is an Investment Advisor Representative (IAR) with Focus Wealth Management, spending about half his time trading. He is also an advisory representative of a Registered Investment Advisor (RIA) and a licensed independent insurance agent, but spends minimal time on the insurance business.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Edward JonesBroker
State Registrations10 states
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