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Walter Hiel

24 Years of Experience
Largo, FL
1 DisclosureBroker

Walter Hiel is a registered investment advisor at LPL Financial LLC, based in Largo, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

285 Clearwater Largo Rd N, Largo, FL, 33770-2343

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Other Business Activities

Walter operates under the DBA Hiel Financial.

Employment History
Current Registrations
LPL Financial LLC
May 2009 - Present · 17 yrs 2 mos
LPL Financial LLCBroker
April 2009 - Present · 17 yrs 3 mos
Previous Registrations
Edward Jones
February 2007 - April 2009 · 2 yrs 2 mos
Edward JonesBroker
January 2002 - April 2009 · 7 yrs 3 mos
State Registrations6 states
FLMEMNNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.