TrueAdvisor
TrueAdvisor
GM
GM

Gustavo Melendez

Npa Asset Management, LLC
23 Years of Experience
Humacao, PR
31 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gustavo Melendez is a registered investment advisor at Npa Asset Management, LLC, based in Humacao, PR, with 23 years of industry experience. Gustavo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Npa Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Urb Busó #450 7B, Humacao, PR, 00791

Get directions

History

Regulatory History (31)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022
Settled
Customer Dispute
January 2020
Settled
Customer Dispute
January 2020
Settled
Customer Dispute
September 2019
Denied
Customer Dispute
August 2019
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
April 2019
Denied
Customer Dispute
November 2018
Settled
Customer Dispute
October 2018
Settled
Customer Dispute
September 2018
Award / Judgment
Customer Dispute
August 2018
Settled
Customer Dispute
July 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
April 2018
Denied
Customer Dispute
March 2018
Settled
Customer Dispute
March 2018
Settled
Customer Dispute
March 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
January 2018
Denied
Customer Dispute
December 2017
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
January 2017
Pending
Customer Dispute
September 2016
Settled
Customer Dispute
June 2015
Settled
Customer Dispute
April 2015
Settled
Customer Dispute
July 2014
Settled
Customer Dispute
April 2014
Settled
Customer Dispute
January 2014
Denied
Customer Dispute
October 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gustavo is an independent insurance agent through various agencies and dually registered with NPA Asset Management and Nationwide Planning Associates Inc. He also owns residential rental properties, dedicating minimal time to this activity outside of regular business hours.

Employment History
Current Registrations
Npa Asset Management, LLC
March 2018 - Present · 8 yrs 7 mos
Nationwide Planning Associates INC.Broker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Oriental Financial Services CORP.Broker
March 2006 - March 2017 · 11 yrs
PFS Investments INC.Broker
August 2002 - December 2005 · 3 yrs 4 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Humacao, PR →All financial advisors in Puerto Rico →