SG
SG

Shanna Griffin

24 Years of Experience
Seattle, WA
Broker

Shanna Griffin is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 Union Street, Suite 2900, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shanna owns NBM LLC, blogging about non-toxic baby products a few hours per week, and is a partner in G2 Development LLC. She also co-owns a rental house, dedicating minimal time to it.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2002 - April 2007 · 5 yrs
Morgan Stanley Dw INC.Broker
January 2002 - April 2007 · 5 yrs 3 mos
State Registrations16 states
ALAZCACODCFLIAIDNCNENVNYOHORTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Shanna Griffin - Financial Advisor | TrueAdvisor