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Christopher Riggs

24 Years of Experience
Omaha, NE
1 DisclosureBrokerSells Insurance

Christopher Riggs is a registered investment advisor at MML Investors Services, LLC, based in Omaha, NE, with 24 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

1111 N 102nd Court, Suite 300, Omaha, NE, 68114

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent selling property and casualty insurance since 2017. He is also the owner of Evergreen Financial, a legal business entity, dedicating about a quarter of his time to it.

Employment History
Current Registrations
MML Investors Services, LLC
May 2023 - Present · 3 yrs
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
December 2001 - March 2017 · 15 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2001 - July 2007 · 5 yrs 7 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.