Steven Miller is a registered investment advisor, based in Arlington, IL, with 19 years of industry experience.
Location
Arlington, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Management CORP
September 2022 - Present · 3 yrs 8 mos
Sei Investments Distribution CO.
September 2022 - Present · 3 yrs 8 mos
Sei Investments Distribution CO.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Sei Investments Distribution CO.Broker
May 2008 - December 2021 · 13 yrs 7 mos
Sei Investments Management CORP
July 2007 - December 2021 · 14 yrs 5 mos
Princor Financial Services Corporation
April 2006 - June 2006 · 2 mos
Princor Financial Services CorporationBroker
March 2006 - June 2006 · 3 mos
1717 Capital Management CompanyBroker
December 2001 - October 2002 · 10 mos
State Registrations2 states
ILPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.