DH
DH

David Henningfield

24 Years of Experience
Elkhorn, WI
1 DisclosureBrokerSells Insurance

David Henningfield is a registered investment advisor at LPL Financial LLC, based in Elkhorn, WI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

850 N. Wisconsin St, Elkhorn, WI, 53121

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1994
Final Disposition
Other Business ActivitiesSells Insurance

David is a partner in Cook Property LLC, Beans R Us LLC, and Goes Farms LLC, all started in previous years. He also sells life and fixed annuities, dedicating minimal time to this, and participates in a CPA affiliate program, dedicating about half his time during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 6 mos
LPL Financial LLC
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2002 - November 2018 · 16 yrs 10 mos
Cetera Advisor Networks LLC
January 2002 - November 2018 · 16 yrs 10 mos
State Registrations3 states
ILTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Henningfield - Financial Advisor | TrueAdvisor