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Kenneth Kron

23 Years of Experience
Glastonbury, CT
Broker

Kenneth Kron is a registered investment advisor at Commonwealth Financial Network, based in Glastonbury, CT, with 23 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

180 Glastonbury Boulevard, Suite 400, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is a partner at Mahoney Sabol & Co. LLP, a CPA firm. He is also the 100% owner of Investment Advisors, LLC and a 1/3 owner of Investment Financial Services-Hartford, LLC, both private entities created to operate securities businesses.

Employment History
Current Registrations
Commonwealth Financial Network
January 2020 - Present · 6 yrs 4 mos
Commonwealth Financial NetworkBroker
July 2004 - Present · 21 yrs 10 mos
Previous Registrations
M Holdings Securities, INC.Broker
January 2003 - May 2004 · 1 yr 4 mos
Main Street Management CompanyBroker
December 2002 - January 2003 · 1 mo
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.