Herbert Kim is a CFP-designated registered investment advisor at Innovator Wealth Advisor, LLC, based in Round Rock, TX, with 21 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 6 clients with $500K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 2.00% |
| $25K - $50K | 1.70% |
| $50K - $100K | 1.50% |
| $100K - $150K | 1.40% |
| $150K - $250K | 1.10% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1M+ | 0.75% |
Fees are generally not negotiable except for unusually large accounts.
Fee Estimator
Location
551 S IH 35. Floor 3 #097, Round Rock, TX, 78664
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Herbert is the president of Cascadia CPA PC, a non-investment related tax services firm, since 1996. This takes about 10-20% of Herbert's time.
Employment History
Current Registrations
Innovator Wealth Advisor, LLC
Previous Registrations
Cascadia Financial Planner LLC
H.D. Vest Advisory Services, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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