BM
BM

Brian Richard Martin

23 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
3,535 clients
Average Client Portfolio
$18.7M average
Assets Under Management
$66.2B

Fee Structure

Financial Planning:Investment management only
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Location

4350 Congress Street, Suite 1000, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the Head of National Accounts/Executive Director at Sterling Capital Management LLC since 2014. This is a full-time commitment, requiring more than full-time hours.

Employment History
Current Registrations
Sterling Capital Management LLC
July 2016 - Present · 9 yrs 7 mos
Sterling Capital Distributors, LLCBroker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
May 2010 - June 2016 · 6 yrs 1 mo
Columbia Management Investment Distributors, INC.Broker
May 2010 - June 2016 · 6 yrs 1 mo
Columbia Management Advisors, LLC
April 2005 - May 2010 · 5 yrs 1 mo
Columbia Management Advisors, INC.
September 2004 - April 2005 · 7 mos
Columbia Management Distributors, INC.Broker
June 2004 - May 2010 · 5 yrs 11 mos
Bacap Distributors, LLCBroker
October 2003 - June 2004 · 8 mos
Banc of America Investment Services, INC.Broker
November 2002 - November 2003 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - November 2002 · 9 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.