Douglas Harman is a registered investment advisor, based in Portland, OR, with 23 years of industry experience.
Location
5440 SW Westgate Drive, Suite 110, Portland, OR, 97221
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Regulatory History (3)
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Customer Dispute
November 2013Denied
Customer Dispute
April 2009Denied
Employment Separation After Allegations
August 2007Employment History
Current Registrations
Raymond James Financial Services, INC.
March 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services Advisors, INC
March 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Unionbanc Investment Services, LLC
January 2015 - March 2023 · 8 yrs 2 mos
Unionbanc Investment Services, LLCBroker
January 2015 - March 2023 · 8 yrs 2 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
September 2007 - January 2015 · 7 yrs 4 mos
Bancwest Investment Services, INC.Broker
September 2007 - January 2015 · 7 yrs 4 mos
U.S. Bancorp Investments, INC.
March 2006 - August 2007 · 1 yr 5 mos
U.S. Bancorp Investments, INC.Broker
May 2002 - August 2007 · 5 yrs 3 mos
First Investors CorporationBroker
December 2001 - January 2002 · 1 mo
State Registrations14 states
AZCACOIDILMNMTNVOKORSCTNWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.