Brian Lord is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 21 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2010 - Present · 16 yrs 1 mo
Neuberger Berman Bd LLC
April 2010 - Present · 16 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2010 - Present · 16 yrs 1 mo
Previous Registrations
Fortis Investments
September 2009 - December 2009 · 3 mos
Funds Distributor, LLCBroker
July 2009 - April 2010 · 9 mos
Abn Amro IncorporatedBroker
September 2007 - April 2008 · 7 mos
Lasalle Financial Services, INC.
January 2006 - September 2007 · 1 yr 8 mos
Lasalle Financial Services, INC.Broker
August 2004 - September 2007 · 3 yrs 1 mo
Ash Securities Wholesaling, INC.Broker
January 2002 - March 2003 · 1 yr 2 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.