RD
CFP
RD
CFP

Russell Dempsey

24 Years of Experience
Adrian, MI
BrokerSells Insurance

Russell Dempsey is a CFP-designated registered investment advisor, based in Adrian, MI, with 24 years of industry experience.

Location

1881 West Maumee Street, Adrian, MI, 49221

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Russell is a CPA firm president, spending full-time hours in this role. He also sells annuities through Athene and Avantax Insurance Agency, and owns rental properties, dedicating minimal time to these activities. He also serves as an advisor/treasurer for KMDA.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
April 2010 - October 2019 · 9 yrs 6 mos
1st Global Capital CORP.Broker
January 2006 - October 2019 · 13 yrs 9 mos
Jefferson Pilot Securities CorporationBroker
December 2001 - January 2006 · 4 yrs 1 mo
State Registrations6 states
FLLAMIOHWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.