DG
DG

Dominic Giovannazzo

16 Years of Experience
Westlake, OH
Broker

Dominic Giovannazzo is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Westlake, OH, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

27865 Clemens Road, Suite 1, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dominic is an associate/employee at Creative Wealth Associates, Inc., a support company, since 2013. He spends minimal time on this activity, which is a DBA for his RJFS business as a financial advisor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2013 - Present · 12 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Advantage Investment Management, LLC
August 2012 - September 2013 · 1 yr 1 mo
LPL Financial LLCBroker
July 2012 - October 2013 · 1 yr 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2010 - July 2012 · 1 yr 9 mos
National Planning CorporationBroker
August 2010 - July 2012 · 1 yr 11 mos
AXA Advisors, LLC
March 2009 - November 2009 · 8 mos
AXA Advisors, LLCBroker
January 2009 - November 2009 · 10 mos
State Registrations3 states
OHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.