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David Anderson

24 Years of Experience
Cicero, NY
Broker

David Anderson is a registered investment advisor at Cetera Investment Advisers LLC, based in Cicero, NY, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6091 State Rte 31, Cicero, NY, 13039

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David operates a public accounting firm as a CPA since 1988, dedicating nearly full-time hours to it. He is also an audit committee member for Mexico Academy and Central Schools, spending minimal time on this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Financial Specialists LLCBroker
May 2004 - Present · 22 yrs
Previous Registrations
Hochman & Baker Securities, INC.Broker
September 2002 - September 2004 · 2 yrs
M&t Securities, INC.Broker
January 2002 - August 2002 · 7 mos
State Registrations13 states
COFLLAMONCNJNVNYORPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.