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Ben Thomas

Wells Fargo Advisors
24 Years of Experience
Dallas, TX
2 DisclosuresBroker
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Ben Thomas is a registered investment advisor at Wells Fargo Advisors, based in Dallas, TX, with 24 years of industry experience. Ben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8115 Preston Rd, Ste 300, Dallas, TX, 75225

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
June 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2009 - Present · 17 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2004 - June 2009 · 4 yrs 7 mos
Morgan Keegan & Company, INC.Broker
October 2004 - June 2009 · 4 yrs 8 mos
RBC Dain Rauscher INC.
June 2002 - November 2004 · 2 yrs 5 mos
RBC Dain Rauscher INC.Broker
April 2002 - November 2004 · 2 yrs 7 mos
American Express Financial Advisors INC.Broker
January 2002 - February 2002 · 1 mo
Ids Life Insurance CompanyBroker
January 2002 - February 2002 · 1 mo
State Registrations34 states
AKALARAZCACODCFLGAIDILKSLAMDMIMONCNDNHNJNMNVNYOHOKORPARITNTXVTVirgin IslandsWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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