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Jeffrey Roche

18 Years of Experience
Boston, MA
Broker

Jeffrey Roche is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 18 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Berkeley St., Boston, MA, 02116-5022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 6 mos
John Hancock Investment Management Distributors LLC
January 2018 - Present · 8 yrs 4 mos
John Hancock Investment Management Distributors LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Manulife Asset Management (US) LLC
September 2017 - November 2018 · 1 yr 2 mos
John Hancock Distributors LLCBroker
August 2016 - January 2018 · 1 yr 5 mos
John Hancock Funds, LLCBroker
May 2012 - August 2016 · 4 yrs 3 mos
John Hancock Distributors LLCBroker
April 2012 - May 2012 · 1 mo
Mfs Fund Distributors, INC.Broker
January 2002 - June 2006 · 4 yrs 5 mos
State Registrations13 states
CTDEMAMDMENHNJNYOHPARIVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jeffrey Roche - Financial Advisor | TrueAdvisor