Dale Schroeder
Dale Schroeder is a registered investment advisor at New Edge Wealth, based in San Francisco, CA, with 20 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,790 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Wealth offers investment advisory services with fees charged in a few ways:
- Fixed Annual Fee: A negotiated fixed fee based on the scope and complexity of the engagement.
- Flat Asset-Based Fee: A single fee rate applied to all assets in the account, negotiated based on the scope and complexity.
- Tiered Rate Fee Schedule: Different fee rates applied to portions of the portfolio based on breakpoints, resulting in a blended fee. Fee rates are not specified in this document.
Clients may also be subject to a minimum annual fee, as outlined in their service summary. Clients can choose to pay an "unbundled" fee or a single "wrap" fee.
Location
50 California Street, Suite 1503, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2023Other Business Activities
Dale is licensed with NewEdge Wealth as an RIA and broker-dealer. This activity takes nearly full-time.
Employment History
Current Registrations
Newedge Securities, LLCBroker
New Edge Wealth
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
Crossroads Capital Management LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.