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Arthur Lustgarten

24 Years of Experience
Ithaca, NY
Broker

Arthur Lustgarten is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ithaca, NY, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

106 E Court, Ithaca, NY, 14850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur owns rental real estate, where he also conducts RJFS business, dedicating minimal time. Arthur also owns Art Lustgarten, CPA, spending about half of his time on this activity, and owns Lustgarten Financial Services, Inc., a support company, dedicating minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2021 - Present · 5 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 2002 - Present · 24 yrs 4 mos
State Registrations9 states
CAFLLAMAMDNJNMNYTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Arthur Lustgarten - Financial Advisor | TrueAdvisor