Shirley Chan is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 N. Lasalle St, Ste 2310, Chicago, IL, 60601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shirley owns Chan & Associates Selections, where she provides wine education to friends and referrals, dedicating minimal time. She also operates under SWC Financial Group as a DBA for her LPL business, dedicating full-time hours to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nylife Securities LLCBroker
State Registrations5 states
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