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Norman Gaskins

20 Years of Experience
Minneapolis, MN
Broker

Norman Gaskins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 20 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

9013rd Avenue South, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2024 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLC
August 2024 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
American Enterprise Investment Services INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Securian Financial Services, INC.Broker
October 2021 - April 2023 · 1 yr 6 mos
Quasar Distributors, LLCBroker
January 2019 - September 2021 · 2 yrs 8 mos
Securian Financial Services, INC.Broker
March 2014 - January 2019 · 4 yrs 10 mos
Ameriprise Financial Services, INC.Broker
June 2010 - August 2012 · 2 yrs 2 mos
Columbia Management Investment Distributors, INC.Broker
January 2009 - May 2010 · 1 yr 4 mos
Riversource Distributors, INC.Broker
November 2006 - January 2009 · 2 yrs 2 mos
Royal Alliance Associates, INC.Broker
April 2006 - October 2006 · 6 mos
Ameriprise Financial Services, INC.Broker
January 2002 - February 2006 · 4 yrs 1 mo
Ids Life Insurance CompanyBroker
January 2002 - February 2006 · 4 yrs 1 mo
State Registrations10 states
CTDCDEMDMNNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.