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John Martfeld

Mach-1 Financial Group, LLC
24 Years of Experience
Rogers, AR
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Martfeld is a registered investment advisor at Mach-1 Financial Group, LLC, based in Rogers, AR, with 24 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Retirement Planning, Tax Planning. Their firm serves 1,566 clients with $550M in assets under management.

Mach-1 Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
IM Fee
Planning only
Assets Under Management
$546.3M

Fee Structure

Investment management only (planning not offered)
  • Estate planning coordination — Up to $10,000 depending on the complexity of your situation, covering the creation of wills, trusts, living wills, and powers of attorney through an online platform.
One-Time Plan:Up to $10,000
View Full SEC Brochure

Location

1001 S. 52nd Street, Suite 100, Rogers, AR, 72758

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is involved in two business activities. He engages in non-variable insurance (though spends no time on it) and provides investment advisory services through Mach-1 Financial Group LLC, dedicating full-time hours to this endeavor.

Employment History
Current Registrations
Mach-1 Financial Group, LLC
April 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
March 2013 - Present · 13 yrs 8 mos
Previous Registrations
LPL Financial LLC
November 2015 - July 2023 · 7 yrs 8 mos
Level Four Advisory Services
March 2013 - November 2015 · 2 yrs 8 mos
Cetera Investment Services LLCBroker
August 2011 - March 2013 · 1 yr 7 mos
Cetera Investment Services LLC
August 2011 - March 2013 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
June 2010 - August 2011 · 1 yr 2 mos
Raymond James & Associates, INC.
June 2010 - August 2011 · 1 yr 2 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2010 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
January 2009 - June 2010 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
June 2007 - January 2009 · 1 yr 7 mos
Citigroup Global Markets INC.
June 2007 - January 2009 · 1 yr 7 mos
Arvest Asset Management
April 2003 - June 2007 · 4 yrs 2 mos
Arvest Asset ManagementBroker
April 2003 - June 2007 · 4 yrs 2 mos
AXA Advisors, LLC
March 2002 - April 2003 · 1 yr 1 mo
AXA Advisors, LLCBroker
January 2002 - April 2003 · 1 yr 3 mos
State Registrations16 states
ALARCAFLILINKSMIMOMSNCNEOKORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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