Kristin Carleton
Kristin Carleton is a registered investment advisor at Sound Income Strategies, LLC, based in Fort Lauderdale, FL, with 16 years of industry experience. Kristin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
500 W Cypress Creek Road, Suite 290, Fort Lauderdale, FL, 33309
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristin is an agent and part-owner of Special Abilities Network, focusing on special needs planning, taking about 10-20% of her time. She is also the CEO and part-owner of All Needs Planning LLC, which offers special needs planning, financial planning, and fixed insurance/annuity sales, taking about half of her time.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
J.W. Cole Financial, INC.Broker
James River Asset Management, LLC
Valmark Securities, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Transamerica Capital, INC.Broker
Alps Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.