Gregory Ashton is a registered investment advisor, based in Oklahoma City, OK, with 23 years of industry experience.
Location
Oklahoma City, OK
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an advisory representative of an RIA, spending about 10-20% of his time trading. He is also an independent insurance agent and has ownership in several businesses including a book publisher and online sales, dedicating minimal time to these ventures.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Wilbanks Securities, INC.Broker
Royal Alliance Associates, INC.Broker
First Independent Advisory Services, INC.
First Independent Financial Services, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Wilbanks Securities Advisory
Wilbanks Securities, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.