James Dowling
James Dowling is a CFP, ChFC-designated registered investment advisor at Hightower Advisors, LLC, based in Purchase, NY, with 23 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.
Location
2500 Westchester Avenue, Suite 210, Purchase, NY, 10577
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2020Employment Separation After Allegations
September 2010Other Business ActivitiesSells Insurance
James is an insurance agent with MassMutual in Purchase, NY, selling insurance products.
Employment History
Current Registrations
Hightower Advisors, LLC
Previous Registrations
Altium Wealth Management
Altium Wealth Management LLC
Park Avenue Securities LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.