Roger Shawn
Roger Shawn is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
5706 Grove Avenue, Suite 200, Richmond, VA, 23226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger owns rental real estate properties, which are managed by property management companies. He spends minimal time monitoring the property management company and paying expenses.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Anderson & Strudwick, IncorporatedBroker
Anderson & Strudwick, Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations24 states
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