RB
RB

Randy Bochniak

24 Years of Experience
Quakertown, PA
Broker

Randy Bochniak is a registered investment advisor at Cetera Investment Advisers LLC, based in Quakertown, PA, with 24 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

550 California Rd, Suite 4, Quakertown, PA, 18951

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Randy is a CPA at Randy S Bochniak & Associates, Inc DBA Bochniak Financial Strategies, an accounting firm. This is an investment-related activity and takes nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2011 - Present · 14 yrs 8 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
January 2002 - June 2004 · 2 yrs 5 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.