KW
KW

Kathleen Walraven

24 Years of Experience
Saginaw, MI
Broker

Kathleen Walraven is a registered investment advisor at Morgan Stanley, based in Saginaw, MI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4760 Fashion Square Boulevard, Saginaw, MI, 48604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kathleen is the sole proprietor/owner of Pete's Paradise Acres LLC, an agriculture business in Saginaw, Michigan, since 2015. This activity requires minimal time during or after business hours.

Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 9 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
March 2002 - June 2009 · 7 yrs 3 mos
State Registrations34 states
ARAZCACOCTDCFLGAIDILINKSKYMAMDMIMNMTNCNHNJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.