Brian Fields
Brian Fields is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Camp Hill, PA, with 24 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
214 Senate Ave, Camp Hill, PA, 17011
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2019Other Business Activities
Brian is on the finance committee for West Shore Country Club and consults on home energy for Stream Energy, dedicating minimal time to each. He is also a consultant for the John Maxwell Team and co-owns rental property, dedicating minimal time to each, and is a consultant for Optavia.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Thomas MaddenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sharon SteinerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Darlene MichelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew Spuhler, CFP
- Brian Jankowski, CFARiver Wealth Advisors LLC
- David Kidd, CFPAmeriprise Financial Services, LLC