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Charles Bruce

23 Years of Experience
St Louis, MO
BrokerSells Insurance

Charles Bruce is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 23 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

11404 Gravois Rd Ste L, St Louis, MO, 63126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an insurance agent offering fixed life, health, disability, annuities, and long-term care insurance products. He also works as a tax preparer, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2002 - Present · 23 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2006 - June 2023 · 17 yrs 2 mos
State Registrations5 states
AZILMEMONV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.