Margot Allman-Smith
Margot Allman-Smith is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Harrisonburg, VA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
440 S. Main Street, Harrisonburg, VA, 22801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Margot works as a financial advisor at Atlantic Union Bank since 2019, and at Atlantic Union Financial Consultants, LLC/AUB Wealth Management since 2021. Both roles take about half of Margot's time and are investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward JonesBroker
AXA Advisors, LLCBroker
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.