MF
MF
Marc Ferro
21 Years of Experience
New York, NY
1 DisclosureBroker
Marc Ferro is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 21 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
230 Park Avenue South, New York, NY, 10003
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013Settled
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
July 2013 - Present · 13 yrs 3 mos
J.P. Morgan Securities LLC
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
November 2011 - June 2013 · 1 yr 7 mos
Wells Fargo Advisors, LLC
November 2011 - June 2013 · 1 yr 7 mos
Hsbc Securities (USA) INC.
November 2008 - November 2011 · 3 yrs
Hsbc Securities (USA) INC.Broker
November 2008 - November 2011 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2007 - November 2008 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
March 2005 - June 2007 · 2 yrs 3 mos
Ids Life Insurance CompanyBroker
March 2005 - July 2006 · 1 yr 4 mos
State Registrations43 states
ARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRSCTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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