Shu Wu is a registered investment advisor at Morgan Stanley, based in New York, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Morgan Stanley & CO. LLCBroker
August 2019 - November 2021 · 2 yrs 3 mos
Morgan Stanley Distribution, INC.Broker
July 2018 - August 2019 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
March 2018 - July 2018 · 4 mos
First Manhattan COBroker
September 2016 - March 2017 · 6 mos
Capitol Securities Management, INC.Broker
September 2014 - September 2016 · 2 yrs
Northeast Securities, INC.Broker
July 2010 - September 2014 · 4 yrs 2 mos
M.J. Whitman LLCBroker
March 2003 - July 2010 · 7 yrs 4 mos
M. J. Whitman, INC.Broker
January 2002 - April 2002 · 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.