Nicholas Cacace
Nicholas Cacace is a registered investment advisor at MML Investors Services, LLC, based in Poughkeepsie, NY, with 24 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Poughkeepsie, NY
Get directionsHistory
Regulatory History (1)
Criminal
January 2000Other Business ActivitiesSells Insurance
Nicholas is an insurance agent since 2002, selling life, disability, long-term care, and fixed annuities. This takes a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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