DS
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Dean Sylvester

24 Years of Experience
Plympton, MA
Broker

Dean Sylvester is a registered investment advisor at LPL Financial LLC, based in Plympton, MA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Plympton, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dean operates under the DBA Lighthouse Investment South Shore for his LPL business. This activity is investment-related and takes up more than full-time hours.

Employment History
Current Registrations
LPL Financial LLC
February 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Commonwealth Financial Network
March 2021 - February 2025 · 3 yrs 11 mos
Commonwealth Financial Network
April 2002 - May 2003 · 1 yr 1 mo
Commonwealth Financial NetworkBroker
January 2002 - February 2025 · 23 yrs 1 mo
State Registrations9 states
CTFLMAMENHNYOHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dean Sylvester - Financial Advisor | TrueAdvisor