DP
DP

David Pummel

25 Years of Experience
Overland Park, KS

David Pummel is a registered investment advisor at Mariner Wealth, based in Overland Park, KS, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
59 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5700 W. 112th St., Ste. 500, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a managing partner at David Pummel & Associates, LLP, a certified public accounting firm, dedicating nearly full-time hours to this role. He also serves as a commissioner for the South Dakota Housing Development Authority, manages DP Properties LLC (real estate rental), and is the treasurer for Our Saviors Lutheran Church.

Employment History
Current Registrations
Mariner Wealth
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Avantax Investment Services, INC.Broker
September 2020 - July 2022 · 1 yr 10 mos
Proequities, INC.Broker
January 2002 - September 2020 · 18 yrs 8 mos
Avantax Planning Partners, INC.
January 2001 - July 2022 · 21 yrs 6 mos
State Registrations2 states
KSSD
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.