LF
LF

Lawrence Friedman

23 Years of Experience
Chicago, IL
1 DisclosureBrokerSells Insurance

Lawrence Friedman is a registered investment advisor at MML Investors Services, LLC, based in Chicago, IL, with 23 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Drive, Suite 2700, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
Other Business ActivitiesSells Insurance

Lawrence sells non-MML insurance, including life and disability policies, dedicating minimal time to this activity. He has been a financial advisor since 2021.

Employment History
Current Registrations
MML Investors Services, LLC
May 2020 - Present · 6 yrs 5 mos
MML Investors Services, LLCBroker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Park Avenue Securities LLC
February 2018 - April 2020 · 2 yrs 2 mos
Park Avenue Securities LLCBroker
February 2018 - April 2020 · 2 yrs 2 mos
Eagle Strategies LLC
May 2006 - December 2017 · 11 yrs 7 mos
Nylife Securities LLCBroker
August 2002 - December 2017 · 15 yrs 4 mos
State Registrations21 states
AZCADCFLGAIAILINMAMIMNMTNJNMNVNYOHTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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