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Andrew Rogers
24 Years of Experience
Parks, AZ
1 DisclosureBroker
Andrew Rogers is a registered investment advisor at Cetera Investment Advisers LLC, based in Parks, AZ, with 24 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Parks, AZ
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Regulatory History (1)
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Customer Dispute
March 2015Settled
Other Business Activities
Andrew works as an investment advisor at Wilde Wealth Management Group, dedicating full-time hours to providing financial services. He also owns a carpentry business, Three Peaks AZ, spending minimal time on it.
Employment History
Current Registrations
Cetera Advisors LLC
August 2024 - Present · 1 yr 9 mos
Cetera Investment Advisers LLC
August 2024 - Present · 1 yr 9 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Morgan Stanley
April 2021 - August 2024 · 3 yrs 4 mos
Morgan StanleyBroker
October 2010 - August 2024 · 13 yrs 10 mos
Oppenheimer & CO. INC.Broker
March 2007 - October 2010 · 3 yrs 7 mos
Multi-Bank Securities, INC.Broker
October 2004 - March 2007 · 2 yrs 5 mos
Community Bankers Securities, LLCBroker
September 2003 - October 2004 · 1 yr 1 mo
Cambridge Group Investments, LTD.Broker
July 2002 - September 2003 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
March 2002 - July 2002 · 4 mos
State Registrations21 states
AZCACTFLGAIDKSMDMIMONCNJNVNYOHOKORRITXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.