AR
AR

Andrew Rogers

24 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Andrew Rogers is a registered investment advisor, based in Scottsdale, AZ, with 24 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.

Location

7025 N Scottsdale Rd, Ste 115 & 110, Scottsdale, AZ, 85253

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Settled
Other Business Activities

Andrew works as an investment advisor at Wilde Wealth Management Group, dedicating full-time hours to providing financial services. He also owns a carpentry business, Three Peaks AZ, spending minimal time on it.

Employment History
Current Registrations
Cetera Advisors LLC
August 2024 - Present · 2 yrs 2 mos
Cetera Investment Advisers LLC
August 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Morgan Stanley
April 2021 - August 2024 · 3 yrs 4 mos
Morgan StanleyBroker
October 2010 - August 2024 · 13 yrs 10 mos
Oppenheimer & CO. INC.Broker
March 2007 - October 2010 · 3 yrs 7 mos
Multi-Bank Securities, INC.Broker
October 2004 - March 2007 · 2 yrs 5 mos
Community Bankers Securities, LLCBroker
September 2003 - October 2004 · 1 yr 1 mo
Cambridge Group Investments, LTD.Broker
July 2002 - September 2003 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
March 2002 - July 2002 · 4 mos
State Registrations21 states
AZCACTFLGAIDKSMDMIMONCNJNVNYOHOKORRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Andrew Rogers - Financial Advisor | TrueAdvisor