DR
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Daniel Richardson
23 Years of Experience
Opelika, AL
Broker
Daniel Richardson is a registered investment advisor at Cetera Investment Advisers LLC, based in Opelika, AL, with 23 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2401 Gateway Dr, Opelika, AL, 36801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2016 - Present · 9 yrs 8 mos
Cetera Investment Advisers LLC
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Bb&t Investment Services, INC.Broker
August 2015 - September 2016 · 1 yr 1 mo
Bb&t Investment Services, INC.
August 2015 - September 2016 · 1 yr 1 mo
Berthel Fisher & Company Financial Services, INC.
February 2013 - August 2015 · 2 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
February 2013 - August 2015 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - January 2013 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - January 2013 · 3 yrs 1 mo
Colonial Brokerage, INC.Broker
June 2009 - October 2009 · 4 mos
Colonial Asset Management INC
June 2009 - October 2009 · 4 mos
Reliance Securities, LLC
June 2009 - June 2009 · 0 mos
First Legacy Securities, LLCBroker
September 2008 - June 2009 · 9 mos
Sunset Financial Services, INC.Broker
November 2007 - September 2008 · 10 mos
Nylife Securities LLCBroker
March 2002 - December 2007 · 5 yrs 9 mos
State Registrations5 states
ALFLGALATN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.