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PFS
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PFS

Brian Trowbridge

LPL Financial LLC
24 Years of Experience
Leander, TX
View SEC Summary
View SEC Summary

Brian Trowbridge is a PFS-designated registered investment advisor at LPL Financial LLC, based in Leander, TX, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Leander, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a CPA/PFS providing tax preparation, accounting, and investment-related services since 1984. He spends minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Level Four Advisory Services
September 2018 - June 2020 · 1 yr 9 mos
1st Global Advisors INC
December 2015 - September 2018 · 2 yrs 9 mos
1st Global Capital CORP.Broker
December 2015 - September 2018 · 2 yrs 9 mos
Next Financial Group, INC.
July 2010 - December 2015 · 5 yrs 5 mos
Next Financial Group, INC.Broker
July 2010 - December 2015 · 5 yrs 5 mos
H.D. Vest Advisory Services, INC
June 2005 - July 2010 · 5 yrs 1 mo
H.D. Vest Advisory Services, INC
October 2002 - December 2003 · 1 yr 2 mos
H.D. Vest Investment ServicesBroker
July 2002 - July 2010 · 8 yrs
Waddell & Reed, INC.
May 2002 - June 2002 · 1 mo
Waddell & Reed, INC.Broker
April 2002 - June 2002 · 2 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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