Brian Trowbridge
Brian Trowbridge is a PFS-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a CPA/PFS providing tax preparation, accounting, and investment-related services since 1984. He spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Level Four Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.