Francis Jones
Francis Jones is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Arlington, NJ, with 23 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Valley Road, Suite 300, Mount Arlington, NJ, 07856
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Francis is a CPA at Nisivoccia & Co LLP and a partner at Nisivoccia LLP, spending full-time hours at each firm. He is also a referring partner at Nisivoccia Wealth Advisors, LLC, dedicating a few hours per week to this role.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Securities America, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.