TrueAdvisor
TrueAdvisor
DS
CFP
DS
CFP

Daniel Sigman

Edward Jones
16 Years of Experience
Spring Grove, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Sigman is a CFP-designated registered investment advisor at Edward Jones, based in Spring Grove, IL, with 16 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2207 N Us Highway 12 Suite D, Spring Grove, IL, 60081

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is an independent licensed insurance agent with Ash Brokerage, providing insurance solutions. He also works with Advisor Internet Marketing, specializing in annuity marketing; both activities take about 10-20% of Daniel's time each.

Employment History
Current Registrations
Edward Jones
February 2026 - Present · 8 mos
Edward JonesBroker
February 2026 - Present · 8 mos
Previous Registrations
Sigman Wealth Planning
November 2024 - February 2026 · 1 yr 3 mos
Prudential Financial Planning Services
July 2024 - August 2024 · 1 mo
Pruco Securities, LLC.Broker
July 2024 - August 2024 · 1 mo
Sagepoint Financial, INC.
August 2012 - June 2016 · 3 yrs 10 mos
Sagepoint Financial, INC.Broker
August 2012 - June 2016 · 3 yrs 10 mos
Next Financial Group, INC.
March 2012 - August 2012 · 5 mos
Next Financial Group, INC.Broker
March 2012 - August 2012 · 5 mos
New England SecuritiesBroker
July 2010 - March 2012 · 1 yr 8 mos
New England Securities Corporation
July 2010 - March 2012 · 1 yr 8 mos
Ameriprise Financial Services, INC.
May 2005 - July 2010 · 5 yrs 2 mos
Ameriprise Financial Services, INC.Broker
May 2005 - July 2010 · 5 yrs 2 mos
Ids Life Insurance CompanyBroker
May 2005 - July 2006 · 1 yr 2 mos
Citicorp Investment Services
May 2004 - May 2005 · 1 yr
Citicorp Investment ServicesBroker
May 2004 - May 2005 · 1 yr
American Express Financial Advisors, INC.
April 2002 - May 2004 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
February 2002 - May 2004 · 2 yrs 3 mos
Ids Life Insurance CompanyBroker
February 2002 - May 2004 · 2 yrs 3 mos
State Registrations11 states
AZCOFLHIILMIMONCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Spring Grove, IL →All financial advisors in Illinois →