William Smith
William Smith is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Branford, CT, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
173 Montowese Street, Suite 2, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William owns a marine transportation business, Thimble Islands Ferry Company, since 2012 and captains boats on weekends only, dedicating about a quarter of his time. He is also a 50% owner/partner of Smith and Elis, LLC, a support company for their Raymond James branch, but devotes no time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations17 states
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