Lisa Vaillancourt is a registered investment advisor at LPL Financial LLC, based in Newton, MA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2227 Washington St, Ste 300, 2 Newton Executive Park, Newton, MA, 02462
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa is affiliated with Kaplan Financial Services as a DBA for her LPL business. This activity takes up nearly all of Lisa's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Armstrong Advisory Group INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Mmc Securities CORP.
Mmc Securities CORP.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Ing Financial Advisers, LLCBroker
Putnam Retail Management Limited PartnershipBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.