RR
RR
Royce Richards
20 Years of Experience
Ogden, UT
1 DisclosureMay Earn Commission
Royce Richards is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ogden, UT, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
1104 Country Hills Drive, Suite 201, Ogden, UT, 84403
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 1998Other Business Activities
Royce is the President of Richards Law Firm PC, working as an attorney. He is also the Secretary for Acres Market Inc., a grocery store.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Raymond James Financial Services
September 2005 - January 2009 · 3 yrs 4 mos
State Registrations1 state
UT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.